Government & Administrative Law
Defending businesses and individuals against Mississippi securities enforcement actions.
The Mississippi Securities Act prohibits fraud in the offer or sale of securities and while providing investment advice. Enforcement actions can be filed against a business and its officers, directors, and owners.
In a securities enforcement action, the Mississippi Secretary of State can take a range of actions, including:
Your first notification of an enforcement action is often a Summary Cease and Desist Order and Notice of Intent to Impose Administrative Penalty. If you are facing an enforcement action, it is important to retain an experienced lawyer. Getting the right legal advice is critical where the alleged violations may expose you to potential civil and criminal liability.
Once the Secretary of State issues its final order, you have the right to file an appeal to the Chancery Court of Hinds County. On appeal, the court can reverse the final order if you prove that:
If necessary, you can appeal the Chancery Court ruling to the Mississippi Supreme Court.
The best resolution is often only obtained when you fight the allegations. Where appropriate, we will aggressively challenge each alleged violation. When possible, we will also work to resolve the allegations quickly.
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OfficeDanks Miller & Cory PA
213 South Lamar Street
Jackson, MS 39201
Phone601-957-3101
En Español601-326-3000 — Sitio en español
Fax601-957-3160
HoursMonday to Thursday, 8:30 a.m. to 5:00 p.m.
Friday, 8:30 a.m. to 4:30 p.m.
